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James Iselin

CIK 1390957 · last filed 2018-02-02

James Iselin is a corporate insider who has filed 6 SEC Form 4 insider transactions across 3 companies since 2012. The most recent filing shows the insider bought $25.0K of NBO on Feb 2, 2018. Across all open-market trades the lifetime net is +$86.5K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.0K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.0K

Companies

3

Total Filings

6

Lifetime Open-Market Net

$86.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. (NBO) Delisted 6,726 $8.48 $57.0K $83.4K 4 2018-02-02
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. (NBW) Delisted 100 $9.49 $949 $1.6K 1 2012-02-17
NBH 100 $10.25 $1.0K $1.6K 1 2012-02-17

Recent Filings

6 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-02-02 NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. (NBO) Delisted Buy (P) +2,104 $25.0K EDGAR
2017-12-11 NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. (NBO) Delisted Buy (P) +2,022 $25.0K EDGAR
2017-06-02 NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. (NBO) Delisted Buy (P) +2,500 $31.9K EDGAR
2012-02-17 NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. (NBW) Delisted Buy (P) +100 $1.6K EDGAR
2012-02-17 NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. (NBO) Delisted Buy (P) +100 $1.5K EDGAR
2012-02-17 NBH Buy (P) +100 $1.6K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.