David J Allen
CIK 1393565 · SVP & GM, Lasers Group · last filed 2016-05-02
David J Allen is a SVP & GM, Lasers Group who has filed 21 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider disposed of $1.5M of NEWP on May 2, 2016. Across all open-market trades the lifetime net is −$319.1K, making them a net seller over the disclosed history.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
NEWP price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
IRVINE, CA 92606
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| NEWP | SVP & GM, Lasers Group | 0 | $6.13 | $0 | -$319.1K | 21 | 2016-05-02 |
Recent Filings
21 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-05-02 | NEWP | Disp (D) | −79,951 | -$1.54M | EDGAR |
| 2016-04-01 | NEWP | Tax (F) | −5,417 | -$124.6K | EDGAR |
| 2016-03-17 | NEWP | Mixed | +14,028 | -$193.9K | EDGAR |
| 2015-05-21 | NEWP | Grant (A) | +12,000 | $0 | EDGAR |
| 2015-05-19 | NEWP | Sell (S) | −6,500 | -$125.3K | EDGAR |
| 2015-04-02 | NEWP | Tax (F) | −5,108 | -$97.4K | EDGAR |
| 2013-05-22 | NEWP | Grant (A) | +16,800 | $0 | EDGAR |
| 2013-04-02 | NEWP | Tax (F) | −3,234 | -$54.7K | EDGAR |
| 2012-04-16 | NEWP | Grant (A) | +9,630 | $0 | EDGAR |
| 2012-04-03 | NEWP | Tax (F) | −2,000 | -$35.4K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.