Richard T JR Allorto
CIK 1395260 · CFO and Treasurer · last filed 2026-03-12
Richard T JR Allorto is a CFO and Treasurer who has filed 21 SEC Form 4 insider transactions across 5 companies since 2011. The most recent filing shows the insider bought $73.2K of PNNT on Mar 12, 2026. Across all open-market trades the lifetime net is +$580.1K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $315.0K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$315.0K
5
21
$580.1K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PNNT | CFO and Treasurer | 30,000 | $3.85 | $115.5K | $160.7K | 3 | 2026-03-12 |
| PFLT | CFO and Treasurer | 25,000 | $7.98 | $199.5K | $235.2K | 2 | 2026-03-12 |
| MEDLEY MANAGEMENT INC. (MDLY) Delisted | Chief Financial Officer | 192,977 | $5.88 | $1.13M | $0 | 1 | 2021-01-20 |
| PhenixFIN Corp (MCV) Delisted | Chief Financial Officer | 20,000 | — | — | $136.6K | 2 | 2015-06-01 |
| PhenixFIN Corp (MCC) Delisted | Chief Financial Officer | 5,000 | — | — | $47.5K | 1 | 2011-12-22 |
Recent Filings
21 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-03-12 | PNNT | Buy (P) | +15,000 | $73.2K | EDGAR |
| 2026-03-12 | PFLT | Buy (P) | +15,000 | $122.2K | EDGAR |
| 2024-06-03 | PFLT | Buy (P) | +10,000 | $113.0K | EDGAR |
| 2024-03-14 | PNNT | Buy (P) | +5,000 | $34.0K | EDGAR |
| 2023-05-17 | PNNT | Buy (P) | +10,000 | $53.5K | EDGAR |
| 2021-01-20 | MEDLEY MANAGEMENT INC. (MDLY) Delisted | Mixed | +133,224 | $0 | EDGAR |
| 2020-07-07 | — | Grant (A) | — | $0 | |
| 2019-06-06 | — | Grant (A) | — | $0 | |
| 2018-05-15 | — | Grant (A) | — | $0 | |
| 2018-03-29 | — | Grant (A) | — | $0 |