Marc E Rothman

CIK 1402025 · EVP & CFO · last filed 2022-09-06

Marc E Rothman is an EVP & CFO who has filed 54 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing, for QMCO, was dated Sep 6, 2022. Across all open-market trades the lifetime net is −$4.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $11.4M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$11.39M

Companies

5

Total Filings

54

Lifetime Open-Market Net

-$4.42M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
QMCO	Director	297,625	$13.82	$4.11M	$114.0K	6	2022-09-06
PAY	EVP & CFO	171,233	$20.48	$3.51M	$286.7K	31	2018-07-06
QUANTUM CORP /DE/ (QTM) Delisted	Director	22,648	—	—	$0	3	2017-09-05
MMI	Senior Vice President and CFO	128,308	$29.39	$3.77M	-$4.82M	10	2012-05-08
Motorola Solutions, Inc. (MOT) Delisted	Sr VP, Fin, Corp Controller	61,246	—	—	$0	1	2007-07-26

Recent Filings

54 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2022-09-06	QMCO	Grant (A)	+79,618	$0	EDGAR
2022-05-17	QMCO	Exer (X)	+57,882	$130.2K	EDGAR
2022-04-26	QMCO	Exer (X)	+49,431	$111.2K	EDGAR
2021-10-05	QMCO	Grant (A)	+23,148	$0	EDGAR
2021-08-16	QMCO	Buy (P)	+20,000	$114.0K	EDGAR
2020-09-03	QMCO	Grant (A)	+23,496	$0	EDGAR
2019-09-09	—	Grant (A)	+70,833	$0
2018-08-22	—	Disp (D)	−170,352	$0
2018-07-06	PAY	Mixed	+894	-$20.1K	EDGAR
2018-07-05	PAY	Mixed	+1,278	-$28.7K	EDGAR

Showing 1–10 of 54

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.