Marc E Rothman
CIK 1402025 · EVP & CFO · last filed 2022-09-06
Marc E Rothman is an EVP & CFO who has filed 54 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing, for QMCO, was dated Sep 6, 2022. Across all open-market trades the lifetime net is −$4.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $9.3M across reported positions. 2 SEC filings were submitted jointly with Motorola Solutions, Inc.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
MMI price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
SCHAUMBURG, X1 60196
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| QMCO | Director | 14,881 | $15.34 | $228.3K | $114.0K | 6 | 2022-09-06 |
| PAY | EVP & CFO | 171,233 | $34.41 | $5.89M | $286.7K | 31 | 2018-07-06 |
| QUANTUM CORP /DE/ (QTM) Delisted | Director | 22,648 | — | — | $0 | 3 | 2017-09-05 |
| MMI | Senior Vice President and CFO | 128,308 | $24.66 | $3.16M | -$4.82M | 10 | 2012-05-08 |
| Motorola Solutions, Inc. (MOT) Delisted | Sr VP, Fin, Corp Controller | 8,749 | — | — | $0 | 1 | 2007-07-26 |
Recent Filings
54 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2022-09-06 | QMCO | Grant (A) | +79,618 | $0 | EDGAR |
| 2022-05-17 | QMCO | Exer (X) | +57,882 | $130.2K | EDGAR |
| 2022-04-26 | QMCO | Exer (X) | +49,431 | $111.2K | EDGAR |
| 2021-10-05 | QMCO | Grant (A) | +23,148 | $0 | EDGAR |
| 2021-08-16 | QMCO | Buy (P) | +20,000 | $114.0K | EDGAR |
| 2020-09-03 | QMCO | Grant (A) | +23,496 | $0 | EDGAR |
| 2019-09-09 | — | Grant (A) | +70,833 | $0 | |
| 2018-08-22 | — | Disp (D) | −170,352 | $0 | |
| 2018-07-06 | PAY | Mixed | +894 | -$20.1K | EDGAR |
| 2018-07-05 | PAY | Mixed | +1,278 | -$28.7K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment, and an amended or cancelled notice is not listed. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes. Someone who is no longer an officer or director (or never was) files no Form 4, so for them a sale shows up only on a later notice, which lists the seller's sales from the 3 months before it. "No sale on file" means neither record shows one; a dash in Net $ means the value filed on the notice doesn't fit the stock's price (likely a typo).