Home

Asgard Investment Corp.

CIK 1404557 · last filed 2014-12-01

Asgard Investment Corp. is a corporate insider who has filed 5 SEC Form 4 insider transactions across 1 company since 2011. Across all open-market trades the lifetime net is +$15.9M, making them a net buyer over the disclosed history. The firm reports its address in Dallas, TX. 52 SEC filings were submitted jointly with Clint Duane Carlson.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$0

Companies

1

Total Filings

5

Lifetime Open-Market Net

$15.93M

Filer Profile

Reported Address
2100 MCKINNEY AVENUE
SUITE 1800
DALLAS, TX 75201
Phone
(214) 932-9600
State of Incorporation
DE
Related Filers
Clint Duane Carlson — 52 joint filings, latest 2024-11-01
Carlson Capital, L.P. — 51 joint filings, latest 2017-05-22
Double Black Diamond Offshore Ltd — 51 joint filings, latest 2017-05-22
Black Diamond Offshore Ltd. — 40 joint filings, latest 2017-05-22
Asgard Investment Corp. II — 20 joint filings, latest 2017-05-22
Black Diamond Relative Value Offshore Ltd. — 20 joint filings, latest 2014-07-10
DOUBLE BLACK DIAMOND, L.P. — 15 joint filings, latest 2017-05-22
HICKS MUSE GP PARTNERS III LP — same reported address
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SUNRISE SENIOR LIVING INC (SRZ) Delisted 10%+ Owner 7,818,835 — — $15.93M 3 2012-03-26

Recent Filings

5 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-12-01 — Exer (X) +32,358,228 $27.83M
2012-03-26 SUNRISE SENIOR LIVING INC (SRZ) Delisted Buy (P) +300,000 $2.14M EDGAR
2012-01-11 SUNRISE SENIOR LIVING INC (SRZ) Delisted Buy (P) +900,000 $5.51M EDGAR
2011-12-27 SUNRISE SENIOR LIVING INC (SRZ) Delisted Buy (P) +1,384,128 $8.28M EDGAR
2007-10-01 — Buy (P) +115,648 $1.04M
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.