Roger H Lee
CIK 1404868 · last filed 2025-06-13
Roger H Lee is a corporate insider who has filed 20 SEC Form 4 insider transactions across 6 companies since 2011. The most recent filing, for CXM, was dated Jun 13, 2025. Across all open-market trades the lifetime net is −$223.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $78.4M across reported positions. 35 SEC filings were submitted jointly with Scott R Tobin.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
W price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
SUITE 1100
BOSTON, MA 02210
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CXM | 10%+ Owner | 82,500 | $6.42 | $529.6K | -$12.12M | 7 | 2025-06-13 |
| BRZE | 10%+ Owner | 741,400 | $45.68 | $33.87M | -$1.72M | 1 | 2024-10-16 |
| Wag! Group Co. (CHWAW) Delisted | Director | 69,368 | $0.33 | $23.0K | $0 | 1 | 2022-08-09 |
| AMPL | 10%+ Owner | 2,399,089 | $16.52 | $39.63M | -$20.12M | 2 | 2022-05-11 |
| W | 10%+ Owner | 37,992 | $113.31 | $4.30M | -$135.48M | 2 | 2015-01-05 |
| ANGI | Director | 8,807 | $6.25 | $55.1K | -$53.91M | 6 | 2013-05-08 |
Recent Filings
20 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-06-13 | CXM | Mixed | −12,448,676 | -$2.80M | EDGAR |
| 2025-06-10 | CXM | Sell (S) | −285,439 | -$2.48M | EDGAR |
| 2024-10-16 | BRZE | Sell (S) | −56,830 | -$1.72M | EDGAR |
| 2024-09-11 | CXM | Sell (S) | −269,884 | -$2.01M | EDGAR |
| 2024-04-05 | CXM | Mixed | +10,500,752 | $0 | EDGAR |
| 2023-11-21 | CXM | Conv (C) | +80,000,000 | $0 | EDGAR |
| 2023-07-17 | CXM | Sell (S) | −318,331 | -$4.84M | EDGAR |
| 2022-08-09 | Wag! Group Co. (CHWAW) Delisted | Grant (A) | +3,853,840 | $0 | EDGAR |
| 2022-05-11 | AMPL | Conv (C) | +40,000,000 | $0 | EDGAR |
| 2021-11-24 | CXM | Conv (C) | +154,443,135 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.