David L Stein
CIK 1404929 · Executive Vice President · last filed 2025-06-18
David L Stein is an Executive Vice President who has filed 267 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing, for ASB, was dated Aug 29, 2025. Across all open-market trades the lifetime net is −$5.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.5M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$4.45M
5
267
-$5.34M
Filer Profile
GREEN BAY, WI 54301
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ASB | Executive Vice President | 143,283 | $31.07 | $4.45M | -$3.63M | 57 | 2025-06-18 |
| ASSOCIATED BANC-CORP (ASB.WS) Delisted | Executive Vice President | 48,483 | — | — | -$1.76M | 31 | 2018-09-21 |
| ASSOCIATED BANC-CORP (ASBC.W) Delisted | Executive Vice President | 92,817 | — | — | $0 | 30 | 2014-03-19 |
| ASSOCIATED BANC-CORP (ASBCW) Delisted | Executive Vice President | 14,413 | — | — | $0 | 16 | 2012-09-04 |
| ASSOCIATED BANC-CORP (ASBC) Delisted | Executive Vice President | 80,530 | — | — | $44.6K | 127 | 2011-11-29 |
Recent Filings
267 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-08-29 | ASB | Notice (144) | −14,951 | -$406.7K | EDGAR |
| 2025-06-18 | ASB | Grant (A) | +223 | $5.1K | EDGAR |
| 2025-03-19 | ASB | Grant (A) | +228 | $5.1K | EDGAR |
| 2025-03-12 | ASB | Mixed | +9,152 | $196.3K | EDGAR |
| 2025-02-11 | ASB | Tax (F) | −1,670 | -$42.1K | EDGAR |
| 2025-01-31 | ASB | Grant (A) | +4,837 | $0 | EDGAR |
| 2024-12-17 | ASB | Grant (A) | +195 | $5.0K | EDGAR |
| 2024-11-08 | ASB | Mixed | — | -$296.8K | EDGAR |
| 2024-11-06 | ASB | Notice (144) | −29,536 | -$809.6K | EDGAR |
| 2024-09-17 | ASB | Grant (A) | +223 | $4.8K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.