James S Putnam
CIK 1405298 · last filed 2026-06-08
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$48.56M
Companies
1
Total Filings
75
Lifetime Open-Market Net
-$22.29M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| LPLA | Director | 137,290 | $353.70 | $48.56M | -$22.29M | 67 | 2026-06-08 |
Recent Filings · Page 3 of 8
75 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2022-09-02 | LPLA | Grant (A) | +12 | $0 | EDGAR |
| 2022-06-28 | LPLA | Grant (A) | +14 | $0 | EDGAR |
| 2022-05-23 | LPLA | Grant (A) | +1,339 | $0 | EDGAR |
| 2022-03-31 | LPLA | Grant (A) | +14 | $0 | EDGAR |
| 2021-12-01 | LPLA | Grant (A) | +16 | $0 | EDGAR |
| 2021-08-31 | LPLA | Grant (A) | +18 | $0 | EDGAR |
| 2021-06-09 | LPLA | Grant (A) | +18 | $0 | EDGAR |
| 2021-05-10 | LPLA | Grant (A) | +1,051 | $0 | EDGAR |
| 2021-04-01 | LPLA | Grant (A) | +17 | $0 | EDGAR |
| 2020-12-02 | LPLA | Grant (A) | +29 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.