James S Putnam
CIK 1405298 · last filed 2026-06-08
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$40.59M
Companies
1
Total Filings
75
Lifetime Open-Market Net
-$22.29M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| LPLA | Director | 137,290 | $295.66 | $40.59M | -$22.29M | 67 | 2026-06-08 |
Recent Filings · Page 4 of 8
75 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-09-01 | LPLA | Grant (A) | +32 | $0 | EDGAR |
| 2020-06-16 | LPLA | Grant (A) | +32 | $0 | EDGAR |
| 2020-05-11 | LPLA | Grant (A) | +4,215 | $0 | EDGAR |
| 2020-04-02 | LPLA | Grant (A) | +48 | $0 | EDGAR |
| 2019-11-25 | LPLA | Grant (A) | +29 | $0 | EDGAR |
| 2019-08-27 | LPLA | Grant (A) | +35 | $0 | EDGAR |
| 2019-06-05 | LPLA | Grant (A) | +32 | $0 | EDGAR |
| 2019-05-10 | LPLA | Grant (A) | +2,074 | $0 | EDGAR |
| 2019-04-02 | LPLA | Grant (A) | +36 | $0 | EDGAR |
| 2018-11-28 | LPLA | Grant (A) | +40 | $0 | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.