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Stephanie L Brown

CIK 1405364 · MD & General Counsel · last filed 2013-02-26

Stephanie L Brown is a MD & General Counsel who has filed 20 SEC Form 4 insider transactions across 1 company since 2012. The most recent filing, for LPLA, was dated Feb 26, 2013. Across all open-market trades the lifetime net is −$2.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $165.5M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$165.54M

Companies

1

Total Filings

20

Lifetime Open-Market Net

-$2.77M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LPLA MD & General Counsel 545,787 $303.30 $165.54M -$2.77M 6 2013-02-26

Recent Filings

20 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-02-26 LPLA Grant (A) +3,417 $0 EDGAR
2013-01-30 LPLA Sell (S) −31,698 -$1.05M EDGAR
2013-01-11 LPLA Sell (S) −10,350 -$310.5K EDGAR
2012-11-27 LPLA Sell (S) −32,056 -$865.5K EDGAR
2012-11-02 LPLA Sell (S) −6,130 -$178.7K EDGAR
2012-07-03 LPLA Sell (S) −11,000 -$372.1K EDGAR
2012-05-14 — Exer (M) +14,498 $320.1K
2012-04-12 — Sell (S) −25,000 -$932.6K
2012-02-24 — Mixed +38,122 -$740.7K
2012-02-13 — Grant (A) — $0
Showing 1–10 of 20
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.