D3 Family Canadian Fund, LP
CIK 1405824 · last filed 2014-11-12
D3 Family Canadian Fund, LP is a corporate insider who has filed 23 SEC Form 4 insider transactions across 4 companies since 2008. The most recent filing, for ESIO, was dated Nov 12, 2014. Across all open-market trades the lifetime net is +$7.6M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $227.3K across reported positions. The firm reports its address in Camas, WA. 123 SEC filings were submitted jointly with Nierenberg Investment Management Company, LLC.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
AACC price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
CAMAS, WA 98607
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ELECTRO SCIENTIFIC INDUSTRIES INC (ESIO) Delisted | 10%+ Owner | 559,683 | — | — | $567.4K | 4 | 2014-11-12 |
| ASSET ACCEPTANCE CAPITAL CORP (AACC) Delisted | 10%+ Owner | 3,043,700 | — | — | $4.19M | 6 | 2012-10-17 |
| MEDCATH CORP (MDTH) Delisted | 10%+ Owner | 558,166 | — | — | $288.0K | 3 | 2008-09-02 |
| MOVE | 10%+ Owner | 35,515 | $6.40 | $227.3K | $2.54M | 2 | 2008-07-30 |
Recent Filings
23 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-11-12 | ELECTRO SCIENTIFIC INDUSTRIES INC (ESIO) Delisted | Other (J) | −178,352 | $0 | EDGAR |
| 2014-02-28 | — | Sell (S) | −256,398 | -$1.04M | |
| 2012-10-17 | ASSET ACCEPTANCE CAPITAL CORP (AACC) Delisted | Sell (S) | −387 | -$3.1K | EDGAR |
| 2012-04-03 | — | Exer (M) | +1,333 | $0 | |
| 2012-02-06 | ELECTRO SCIENTIFIC INDUSTRIES INC (ESIO) Delisted | Grant (A) | −101,360 | -$1.60M | EDGAR |
| 2010-02-26 | ELECTRO SCIENTIFIC INDUSTRIES INC (ESIO) Delisted | Grant (A) | +12,500 | $0 | EDGAR |
| 2008-12-31 | — | Buy (P) | +4,300 | $19.4K | |
| 2008-09-02 | MEDCATH CORP (MDTH) Delisted | Buy (P) | +3,801 | $81.6K | EDGAR |
| 2008-08-29 | ASSET ACCEPTANCE CAPITAL CORP (AACC) Delisted | Buy (P) | +5,500 | $58.8K | EDGAR |
| 2008-08-22 | MEDCATH CORP (MDTH) Delisted | Buy (P) | +4,499 | $94.0K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.