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D3 Family Canadian Fund, LP

CIK 1405824 · last filed 2014-11-12

D3 Family Canadian Fund, LP is a corporate insider who has filed 23 SEC Form 4 insider transactions across 4 companies since 2008. The most recent filing, for ESIO, was dated Nov 12, 2014. Across all open-market trades the lifetime net is +$43.5M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $21.8K across reported positions. The firm reports its address in Camas, WA. 123 SEC filings were submitted jointly with Nierenberg Investment Management Company, LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$21.8K

Companies

4

Total Filings

23

Lifetime Open-Market Net

$43.50M

Filer Profile

Reported Address
19605 NE 8TH STREET
CAMAS, WA 98607
Phone
(360) 604-8600
State of Incorporation
WA
Formerly Known As
D3 Family Canadian Fund, L.P. (2007–2008)
Related Filers
Nierenberg Investment Management Company, LLC — 123 joint filings, latest 2015-01-30
David Nierenberg — 121 joint filings, latest 2015-01-30
D3 Family Bulldog Fund, LP — 75 joint filings, latest 2013-05-03
D3 Family Fund, LP — 59 joint filings, latest 2013-05-03
DIII Offshore Fund, LP — 46 joint filings, latest 2015-01-30
Nierenberg Investment Management Offshore Inc — 46 joint filings, latest 2015-01-30
CARA DENVER — 5 joint filings, latest 2007-08-14
HENRY E HOOPER — 5 joint filings, latest 2007-08-14
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ELECTRO SCIENTIFIC INDUSTRIES INC (ESIO) Delisted 10%+ Owner 559,683 — — $2.27M 4 2014-11-12
ASSET ACCEPTANCE CAPITAL CORP (AACC) Delisted 10%+ Owner 475,541 — — $26.76M 6 2012-10-17
MEDCATH CORP (MDTH) Delisted 10%+ Owner 483,096 — — $863.9K 3 2008-09-02
MOVE 10%+ Owner 1,959 $11.13 $21.8K $13.61M 2 2008-07-30

Recent Filings

23 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-11-12 ELECTRO SCIENTIFIC INDUSTRIES INC (ESIO) Delisted Other (J) −535,056 $0 EDGAR
2014-02-28 — Sell (S) −769,194 -$3.11M
2012-10-17 ASSET ACCEPTANCE CAPITAL CORP (AACC) Delisted Sell (S) −1,161 -$9.3K EDGAR
2012-04-03 — Exer (M) +6,665 $0
2012-02-06 ELECTRO SCIENTIFIC INDUSTRIES INC (ESIO) Delisted Grant (A) −405,440 -$6.41M EDGAR
2010-02-26 ELECTRO SCIENTIFIC INDUSTRIES INC (ESIO) Delisted Grant (A) +87,500 $0 EDGAR
2008-12-31 — Buy (P) +12,900 $58.0K
2008-09-02 MEDCATH CORP (MDTH) Delisted Buy (P) +11,403 $244.9K EDGAR
2008-08-29 ASSET ACCEPTANCE CAPITAL CORP (AACC) Delisted Buy (P) +16,500 $176.5K EDGAR
2008-08-22 MEDCATH CORP (MDTH) Delisted Buy (P) +13,497 $281.9K EDGAR
Showing 1–10 of 23
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.