Steven F Sabes
CIK 1406756 · Exec VP & Secretary · last filed 2019-04-30
Steven F Sabes is an Exec VP & Secretary who has filed 16 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for GWGH, was dated Apr 30, 2019. Across all open-market trades the lifetime net is +$1.2M, making them a net buyer over the disclosed history. 15 SEC filings were submitted jointly with GWG Holdings, Inc.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
GWGH price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
MINNEAPOLIS, MN 55402
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| GWG Holdings, Inc. (GWGH) Delisted | Exec VP & Secretary | 854,195 | $2.89 | $2.47M | $1.25M | 12 | 2019-04-30 |
| STEN | Director | 0 | $28.42 | $0 | $0 | 4 | 2007-12-17 |
Recent Filings
16 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-04-30 | GWG Holdings, Inc. (GWGH) Delisted | Mixed | −2,076,577 | $0 | EDGAR |
| 2018-09-05 | GWG Holdings, Inc. (GWGH) Delisted | Mixed | +8,417 | -$83.4K | EDGAR |
| 2017-05-10 | GWG Holdings, Inc. (GWGH) Delisted | Other (J) | — | $0 | EDGAR |
| 2017-04-20 | GWG Holdings, Inc. (GWGH) Delisted | Grant (A) | — | $0 | EDGAR |
| 2016-09-21 | GWG Holdings, Inc. (GWGH) Delisted | Grant (A) | — | $0 | EDGAR |
| 2016-08-09 | GWG Holdings, Inc. (GWGH) Delisted | Other (J) | −244,543 | $0 | EDGAR |
| 2016-06-16 | GWG Holdings, Inc. (GWGH) Delisted | Grant (A) | — | $0 | EDGAR |
| 2016-01-05 | GWG Holdings, Inc. (GWGH) Delisted | Grant (A) | — | $0 | EDGAR |
| 2015-10-02 | GWG Holdings, Inc. (GWGH) Delisted | Grant (A) | — | $0 | EDGAR |
| 2015-07-02 | GWG Holdings, Inc. (GWGH) Delisted | Grant (A) | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.