Dick Davis

CIK 1408820 · last filed 2012-01-04

Dick Davis is a corporate insider who has filed 15 SEC Form 4 insider transactions across 8 companies since 2008. The most recent filing shows the insider sold $134.5K of BGY on Jan 4, 2012. Across all open-market trades the lifetime net is +$146.9K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $61.2K across reported positions. 2 SEC filings were submitted jointly with George Nicholas Beckwith III.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$61.2K
Companies
8
Total Filings
15
Lifetime Open-Market Net
$146.9K

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

BGY price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
100 BELLEVUE PARKWAY
WILMINGTON, DE 19809
Related Filers
George Nicholas Beckwith III — 2 joint filings, latest 2008-07-16
Richard Cavanagh — 2 joint filings, latest 2008-07-16
Kent Dixon — 2 joint filings, latest 2008-07-16
Frank Fabozzi — 2 joint filings, latest 2008-07-16
Kathleen F Feldstein — 2 joint filings, latest 2008-07-16
Henry Gabbay — 2 joint filings, latest 2008-07-16
Robert Glenn Hubbard — 2 joint filings, latest 2008-07-16
Jerrold B Harris — 2 joint filings, latest 2008-07-16
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
BGY Director 0 $5.40 $0 $65.1K 3 2012-01-04
BlackRock EcoSolutions Investment Trust (BQR) Delisted Director 0 — — $39.4K 2 2012-01-04
BGR Director 0 $18.05 $0 $32.4K 3 2012-01-04
BOE Director 0 $11.38 $0 $37.6K 2 2012-01-04
BME Director 875 $45.97 $40.2K $25.0K 1 2011-04-29
BLACKROCK MUNI NEW YORK INTERMEDIATE DURATION FUND, INC. (MNE) Delisted Director 1,950 — — $25.0K 1 2011-04-29
BBN Director 1,430 $14.70 $21.0K $24.9K 1 2011-04-29
BlackRock Real Asset Equity Trust (BCF) Delisted Director 0 — — -$102.5K 1 2008-07-16

Recent Filings

15 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2012-01-04 BGY Sell (S) −18,100 -$134.5K EDGAR
2012-01-04 BlackRock EcoSolutions Investment Trust (BQR) Delisted Sell (S) −14,350 -$112.4K EDGAR
2012-01-04 BGR Sell (S) −5,905 -$143.0K EDGAR
2012-01-04 BOE Sell (S) −8,498 -$113.0K EDGAR
2011-07-11 BOE Buy (P) +8,200 $150.7K EDGAR
2011-07-11 BlackRock EcoSolutions Investment Trust (BQR) Delisted Buy (P) +14,350 $151.8K EDGAR
2011-07-11 BGY Buy (P) +14,500 $149.5K EDGAR
2011-07-11 BGR Buy (P) +5,100 $150.5K EDGAR
2011-04-29 BME Buy (P) +875 $25.0K EDGAR
2011-04-29 BGR Buy (P) +805 $24.9K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.