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Douglas J. Richards

CIK 1411768 · EVP, Administration · last filed 2023-03-03

Douglas J. Richards is an EVP, Administration who has filed 73 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for SPWR, was dated Mar 3, 2023. Across all open-market trades the lifetime net is −$11.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $13.6K across reported positions. 78 SEC filings were submitted jointly with SUNPOWER CORP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$13.6K

Companies

2

Total Filings

73

Lifetime Open-Market Net

-$10.95M

Filer Profile

Reported Address
3939 NORTH FIRST STREET
SAN JOSE, CA 95134
Related Filers
SUNPOWER CORP — 78 joint filings, latest 2023-03-03
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SPWR EVP, Administration 37,869 $0.36 $13.6K -$5.48M 14 2023-03-03
SUNPOWER CORP (SPWRV) Delisted EVP, Administration 69,262 — — -$5.47M 59 2020-03-06

Recent Filings

73 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-03-03 SPWR Mixed +42,347 $0 EDGAR
2023-03-02 SPWR Grant (A) — $0 EDGAR
2022-08-11 SPWR Sell (S) −23,912 -$619.4K EDGAR
2022-03-18 SPWR Grant (A) — $0 EDGAR
2022-03-03 SPWR Mixed +109,983 $559.5K EDGAR
2021-04-29 SPWR Grant (A) — $0 EDGAR
2021-03-08 SPWR Sell (S) −53,486 -$1.71M EDGAR
2021-03-04 SPWR Sell (S) −47,736 -$1.78M EDGAR
2021-03-04 SPWR Exer (M) +101,222 $0 EDGAR
2021-02-22 SPWR Grant (A) — $0 EDGAR
Showing 1–10 of 73
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.