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Capital Z Partners III, L.P.

CIK 1419144 · last filed 2016-11-09

Capital Z Partners III, L.P. is a corporate insider who has filed 6 SEC Form 4 insider transactions across 2 companies since 2008. The most recent filing, for NEWS, was dated Nov 9, 2016. Across all open-market trades the lifetime net is −$160.7M, making them a net seller over the disclosed history. The firm reports its address in New York, NY. 28 SEC filings were submitted jointly with Capital Z Partners III GP, L.P.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

6

Lifetime Open-Market Net

-$160.74M

Filer Profile

Reported Address
230 PARK AVENUE SOUTH
11TH FLOOR
NEW YORK, NY 10003
Phone
(212) 965-2328
State of Incorporation
Cayman Islands
Formerly Known As
Union Square Partners, L.P. (2007–2008)
Related Filers
Capital Z Partners III GP, L.P. — 28 joint filings, latest 2017-04-26
Capital Z Partners III GP, Ltd. — 27 joint filings, latest 2017-04-26
CAPITAL Z PARTNERS LP — 21 joint filings, latest 2016-11-09
Capital Z Partners Management, LLC — 19 joint filings, latest 2017-04-26
BRADLEY E COOPER — 10 joint filings, latest 2017-04-26
Discovery, Inc. — same reported address
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NewStar Financial, Inc. (NEWS) Delisted 10%+ Owner 29,919 — — -$160.74M 5 2016-11-09
ANCHOR BANCORP WISCONSIN INC (ABCW) Delisted Director 0 — — $0 1 2016-05-02

Recent Filings

6 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-11-09 NewStar Financial, Inc. (NEWS) Delisted Other (J) −31,780,143 $0 EDGAR
2016-10-25 NewStar Financial, Inc. (NEWS) Delisted Sell (S) −18,000,000 -$160.74M EDGAR
2016-05-02 ANCHOR BANCORP WISCONSIN INC (ABCW) Delisted Disp (D) −2,639,460 $0 EDGAR
2016-04-28 NewStar Financial, Inc. (NEWS) Delisted Mixed +35,037 -$32 EDGAR
2013-07-19 NewStar Financial, Inc. (NEWS) Delisted Other (J) +55,692 $0 EDGAR
2008-01-22 NewStar Financial, Inc. (NEWS) Delisted Grant (A) +13,444,912 $134.45M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.