Allen C Capps
CIK 1421157 · See Remarks · last filed 2019-03-12
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.07M
Companies
3
Total Filings
49
Lifetime Open-Market Net
-$1.35M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Recent Filings · Page 4 of 5
49 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-02-19 | SE | Mixed | +1,492 | $55.3K | EDGAR |
| 2014-02-18 | SE | Grant (A) | — | $0 | EDGAR |
| 2013-04-02 | SE | Mixed | +7,290 | $223.9K | EDGAR |
| 2013-02-28 | SE | Sell (S) | −2,953 | -$85.3K | EDGAR |
| 2013-02-27 | SE | Mixed | +2,978 | $87.9K | EDGAR |
| 2013-02-25 | SE | Sell (S) | −3,547 | -$104.4K | EDGAR |
| 2013-02-20 | SE | Mixed | +3,526 | $103.9K | EDGAR |
| 2013-02-19 | SE | Grant (A) | — | $0 | EDGAR |
| 2012-11-13 | SE | Sell (S) | −350 | -$9.7K | EDGAR |
| 2012-05-14 | SE | Sell (S) | −1,000 | -$29.7K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.