Home

Bernard D Berman

CIK 1421840 · President and Chairman · last filed 2022-05-02

Bernard D Berman is a President and Chairman who has filed 47 SEC Form 4 insider transactions across 4 companies since 2013. Across all open-market trades the lifetime net is +$848.9K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $30.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$30.81M

Companies

4

Total Filings

47

Lifetime Open-Market Net

$848.9K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SBH President and CCO 2,130,808 $14.46 $30.81M $0 7 2017-11-02
Oaktree Strategic Income Corp (FSC) Delisted Chief Executive Officer 94,027 — — $783.3K 16 2017-10-03
Oaktree Specialty Lending Corp (FSFR) Delisted Chief Executive Officer 35,968 — — $65.5K 7 2017-10-03
Fifth Street Asset Management Inc. (FSAM) Delisted Co-President & CCO 2,665,769 — — $0 2 2014-11-04

Recent Filings

47 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2022-05-02 — Other (J) +25,000 $500.0K
2017-11-02 SBH Tax (F) −26,098 -$104.4K EDGAR
2017-11-02 SBH Tax (F) −36,180 -$144.7K EDGAR
2017-10-30 SBH Mixed +40,328 -$121.1K EDGAR
2017-10-19 SBH Mixed +55,909 -$165.7K EDGAR
2017-10-18 SBH Mixed +2,982,958 $0 EDGAR
2017-10-03 Oaktree Strategic Income Corp (FSC) Delisted Sell (S) −7,473 -$65.8K EDGAR
2017-10-03 Oaktree Specialty Lending Corp (FSFR) Delisted Sell (S) −20,000 -$108.6K EDGAR
2017-03-17 Oaktree Specialty Lending Corp (FSFR) Delisted Buy (P) +5,000 $22.8K EDGAR
2017-03-13 Oaktree Strategic Income Corp (FSC) Delisted Buy (P) +5,000 $43.8K EDGAR
Showing 1–10 of 47
Page 1 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.