Bernard D Berman
CIK 1421840 · President and Chairman · last filed 2022-05-02
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$30.81M
Companies
4
Total Filings
47
Lifetime Open-Market Net
$848.9K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SBH | President and CCO | 2,130,808 | $14.46 | $30.81M | $0 | 7 | 2017-11-02 |
| Oaktree Strategic Income Corp (FSC) Delisted | Chief Executive Officer | 94,027 | — | — | $783.3K | 16 | 2017-10-03 |
| Oaktree Specialty Lending Corp (FSFR) Delisted | Chief Executive Officer | 35,968 | — | — | $65.5K | 7 | 2017-10-03 |
| Fifth Street Asset Management Inc. (FSAM) Delisted | Co-President & CCO | 2,665,769 | — | — | $0 | 2 | 2014-11-04 |
Recent Filings · Page 3 of 5
47 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-05-20 | Oaktree Strategic Income Corp (FSC) Delisted | Buy (P) | +2,000 | $20.0K | EDGAR |
| 2015-02-11 | Oaktree Strategic Income Corp (FSC) Delisted | Buy (P) | +1,000 | $10.7K | EDGAR |
| 2015-02-11 | Oaktree Specialty Lending Corp (FSFR) Delisted | Buy (P) | +2,000 | $14.0K | EDGAR |
| 2014-12-15 | Oaktree Strategic Income Corp (FSC) Delisted | Buy (P) | +7,000 | $69.8K | EDGAR |
| 2014-12-15 | Oaktree Specialty Lending Corp (FSFR) Delisted | Buy (P) | +2,000 | $16.4K | EDGAR |
| 2014-11-04 | Fifth Street Asset Management Inc. (FSAM) Delisted | Other (J) | — | $0 | EDGAR |
| 2014-10-31 | Fifth Street Asset Management Inc. (FSAM) Delisted | Mixed | +2,665,769 | $0 | EDGAR |
| 2014-09-18 | Oaktree Strategic Income Corp (FSC) Delisted | Buy (P) | +2,000 | $23.2K | EDGAR |
| 2014-02-27 | Oaktree Strategic Income Corp (FSC) Delisted | Buy (P) | +2,000 | $27.9K | EDGAR |
| 2013-12-05 | Oaktree Strategic Income Corp (FSC) Delisted | Buy (P) | +1,000 | $13.5K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.