Carol A Vallone
CIK 1422058 · last filed 2026-09-18
Carol A Vallone is a corporate insider who has filed 11 SEC Form 4 insider transactions across 3 companies since 2008. The most recent filing shows the insider exercised options covering $38.6K of DFTX on Sep 18, 2026. Across all open-market trades the lifetime net is +$1.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $865.3K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$865.3K
3
11
$1.0K
Filer Profile
MANCHESTER, MA 01944
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| DFTX | Director | 22,296 | $38.81 | $865.3K | $0 | 2 | 2026-09-18 |
| Definium Therapeutics, Inc. (MNMD) Delisted | Director | 16,544 | $15.00 | $248.2K | $0 | 5 | 2025-06-16 |
| BEVERLY NATIONAL CORP (BNV) Delisted | Director | 805 | — | — | $1.0K | 4 | 2009-11-02 |
Recent Filings
11 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-09-18 | DFTX | Exer (M) | +1,086 | $38.6K | EDGAR |
| 2026-06-15 | DFTX | Grant (A) | +4,666 | $0 | EDGAR |
| 2025-06-16 | Definium Therapeutics, Inc. (MNMD) Delisted | Grant (A) | — | $0 | EDGAR |
| 2024-06-12 | Definium Therapeutics, Inc. (MNMD) Delisted | Grant (A) | — | $0 | EDGAR |
| 2023-06-23 | Definium Therapeutics, Inc. (MNMD) Delisted | Grant (A) | +13,671 | $0 | EDGAR |
| 2022-06-06 | Definium Therapeutics, Inc. (MNMD) Delisted | Grant (A) | +43,104 | $0 | EDGAR |
| 2022-06-03 | Definium Therapeutics, Inc. (MNMD) Delisted | Grant (A) | +43,104 | $0 | EDGAR |
| 2009-11-02 | BEVERLY NATIONAL CORP (BNV) Delisted | Disp (D) | −485 | $0 | EDGAR |
| 2009-06-17 | BEVERLY NATIONAL CORP (BNV) Delisted | Grant (A) | +250 | $0 | EDGAR |
| 2008-04-01 | BEVERLY NATIONAL CORP (BNV) Delisted | Grant (A) | +135 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.