Markus J. Cappel

CIK 1422995 · Chief Bus. Officer & Treasurer · last filed 2022-10-24

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

68

Lifetime Open-Market Net

-$40.18M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CCXI Chief Bus. Officer & Treasurer 0 $14.47 $0 -$40.18M 68 2022-10-24

Recent Filings · Page 4 of 7

68 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-05-23 CCXI Mixed -$19.0K EDGAR
2018-05-17 CCXI Mixed -$290.6K EDGAR
2018-05-03 CCXI Mixed -$250.9K EDGAR
2018-03-07 CCXI Grant (A) $0 EDGAR
2018-01-03 CCXI Mixed +7,435 -$64.8K EDGAR
2017-03-02 CCXI Grant (A) $0 EDGAR
2017-01-04 CCXI Mixed +3,891 -$118.8K EDGAR
2016-03-09 CCXI Grant (A) $0 EDGAR
2015-03-09 CCXI Mixed -$246.1K EDGAR
2015-03-04 CCXI Mixed -$301.6K EDGAR
Showing 3140 of 68
Page 4 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.