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Thomas J Otterbein

CIK 1423452 · last filed 2020-06-16

Thomas J Otterbein is a corporate insider who has filed 12 SEC Form 4 insider transactions across 3 companies since 2015. The most recent filing shows the insider bought $91.3K of PCI on Jun 16, 2020. Across all open-market trades the lifetime net is +$1.4M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.81M

Companies

3

Total Filings

12

Lifetime Open-Market Net

$1.36M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PCI 25,958 $49.15 $1.28M $423.2K 5 2020-06-16
PDI 33,440 $16.08 $537.7K $438.3K 5 2020-03-10
PIMCO Dynamic Income Strategy Fund (NRGX) Delisted 50,000 $20.26 $1.01M $500.0K 2 2020-02-12

Recent Filings

12 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-06-16 PCI Buy (P) +5,000 $91.3K EDGAR
2020-03-10 PDI Buy (P) +5,000 $145.6K EDGAR
2020-02-12 PCI Buy (P) +17,000 $0 EDGAR
2020-02-12 PIMCO Dynamic Income Strategy Fund (NRGX) Delisted Buy (P) +25,000 $0 EDGAR
2020-02-12 PDI Buy (P) +10,100 $0 EDGAR
2019-02-01 PIMCO Dynamic Income Strategy Fund (NRGX) Delisted Buy (P) +25,000 $500.0K EDGAR
2018-10-15 PDI Buy (P) +4,000 $122.7K EDGAR
2018-10-15 PCI Buy (P) +5,000 $111.5K EDGAR
2016-04-22 PDI Buy (P) +1,100 $29.2K EDGAR
2016-04-22 PCI Buy (P) +7,000 $125.2K EDGAR
Showing 1–10 of 12
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.