C. Robert Jr. Knox
CIK 1426698 · Principal Accounting Officer · last filed 2018-12-20
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$698.5K
Companies
6
Total Filings
28
Lifetime Open-Market Net
-$199.7K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| BBDC | Principal Accounting Officer | 85,281 | $8.19 | $698.5K | $163.3K | 2 | 2018-12-20 |
| Barings BDC, Inc. (TCCB.CL) Delisted | Principal Accounting Officer | 68,275 | — | — | $0 | 1 | 2018-08-02 |
| Barings BDC, Inc. (TCCB) Delisted | Principal Accounting Officer | 92,941 | — | — | -$120.3K | 8 | 2018-02-09 |
| Barings BDC, Inc. (TCCA) Delisted | Principal Accounting Officer | 60,248 | — | — | -$228.9K | 6 | 2015-02-06 |
| Barings BDC, Inc. (TCC) Delisted | Principal Accounting Officer | 41,225 | — | — | $0 | 1 | 2012-05-08 |
| Barings BDC, Inc. (TCAP) Delisted | Principal Accounting Officer | 29,169 | — | — | -$13.8K | 10 | 2012-02-08 |
Recent Filings · Page 2 of 3
28 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-02-05 | Barings BDC, Inc. (TCCB) Delisted | Mixed | +9,556 | $167.6K | EDGAR |
| 2015-02-06 | Barings BDC, Inc. (TCCA) Delisted | Mixed | +10,045 | $231.0K | EDGAR |
| 2014-02-06 | Barings BDC, Inc. (TCCA) Delisted | Mixed | +7,937 | $212.5K | EDGAR |
| 2013-08-30 | Barings BDC, Inc. (TCCA) Delisted | Sell (S) | −5,000 | -$146.0K | EDGAR |
| 2013-06-28 | Barings BDC, Inc. (TCCA) Delisted | Sell (S) | −3,000 | -$83.0K | EDGAR |
| 2013-02-08 | Barings BDC, Inc. (TCCA) Delisted | Mixed | +13,627 | $0 | EDGAR |
| 2012-12-31 | Barings BDC, Inc. (TCCA) Delisted | Tax (F) | −4,627 | -$117.9K | EDGAR |
| 2012-05-08 | Barings BDC, Inc. (TCC) Delisted | Tax (F) | −1,115 | -$22.5K | EDGAR |
| 2012-02-08 | Barings BDC, Inc. (TCAP) Delisted | Mixed | +8,942 | -$65.8K | EDGAR |
| 2011-05-10 | Barings BDC, Inc. (TCAP) Delisted | Tax (F) | −1,375 | -$25.9K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.