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James William Tivy

CIK 1429197 · Chief Financial Officer · last filed 2023-11-20

James William Tivy is a Chief Financial Officer who has filed 23 SEC Form 4 insider transactions across 4 companies since 2008. The most recent filing, for MPTI, was dated Dec 12, 2023. Across all open-market trades the lifetime net is −$281.4K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $5.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.96M

Companies

4

Total Filings

23

Lifetime Open-Market Net

-$281.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
MPTI Chief Financial Officer 50,008 $99.06 $4.95M -$147.9K 4 2023-11-20
LGL GROUP INC (LGLrw) Delisted Chief Financial Officer 3,000 — — $0 2 2022-10-12
INTL Group Controller 126 $30.41 $3.8K -$224.3K 6 2013-05-20
StoneX Group Inc. (IAAC) Delisted Group Controller 11,092 — — $90.7K 10 2010-12-10

Recent Filings

23 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-12-12 MPTI Notice (144) −5,000 -$185.0K EDGAR
2023-11-20 MPTI Sell (S) −5,000 -$172.3K EDGAR
2023-05-02 MPTI Tax (F) −2,737 -$32.1K EDGAR
2022-12-01 MPTI Buy (P) +2,500 $24.4K EDGAR
2022-10-12 LGL GROUP INC (LGLrw) Delisted Disp (D) −30,000 $0 EDGAR
2022-10-12 MPTI Grant (A) +28,741 $376.5K EDGAR
2022-05-11 LGL GROUP INC (LGLrw) Delisted Grant (A) +30,000 $313.8K EDGAR
2013-05-20 INTL — — $0 EDGAR
2013-03-14 INTL Sell (S) −4,335 -$75.4K EDGAR
2012-12-28 INTL Sell (S) −1,780 -$30.8K EDGAR
Showing 1–10 of 23
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.