James William Tivy
CIK 1429197 · Chief Financial Officer · last filed 2023-11-20
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$4.96M
Companies
4
Total Filings
23
Lifetime Open-Market Net
-$281.4K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| MPTI | Chief Financial Officer | 50,008 | $99.06 | $4.95M | -$147.9K | 4 | 2023-11-20 |
| LGL GROUP INC (LGLrw) Delisted | Chief Financial Officer | 3,000 | — | — | $0 | 2 | 2022-10-12 |
| INTL | Group Controller | 126 | $30.41 | $3.8K | -$224.3K | 6 | 2013-05-20 |
| StoneX Group Inc. (IAAC) Delisted | Group Controller | 11,092 | — | — | $90.7K | 10 | 2010-12-10 |
Recent Filings · Page 3 of 3
23 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2008-12-01 | StoneX Group Inc. (IAAC) Delisted | Grant (A) | +2,201 | $12.0K | EDGAR |
| 2008-05-19 | StoneX Group Inc. (IAAC) Delisted | Buy (P) | +500 | $13.6K | EDGAR |
| 2008-05-13 | StoneX Group Inc. (IAAC) Delisted | Grant (A) | — | $0 | EDGAR |
Showing 21–23 of 23
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Page 3 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.