Matthew J Audette

CIK 1435098 · President and CFO · last filed 2026-04-16

Matthew J Audette is a President and CFO who has filed 55 SEC Form 4 insider transactions across 2 companies since 2011. The most recent filing shows the insider sold $518.9K of LPLA on Apr 16, 2026. Across all open-market trades the lifetime net is −$52.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $7.4M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$7.45M

Companies

2

Total Filings

55

Lifetime Open-Market Net

-$52.16M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LPLA President and CFO 21,052 $353.70 $7.45M -$49.58M 30 2026-04-16
E TRADE FINANCIAL CORP (ETFC) Delisted EVP & Chief Financial Officer 202,912 -$2.58M 18 2015-02-12

Recent Filings

55 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-04-16 LPLA Sell (S) −1,579 -$518.9K EDGAR
2026-04-15 LPLA Notice (144) −1,110 -$366.3K EDGAR
2026-04-14 LPLA Notice (144) −469 -$152.6K EDGAR
2026-02-27 LPLA Mixed +4,844 -$1.26M EDGAR
2026-02-26 LPLA Notice (144) −1,581 -$506.7K EDGAR
2025-02-27 LPLA Mixed +3,775 -$3.35M EDGAR
2025-02-26 LPLA Notice (144) −4,588 -$1.65M EDGAR
2025-02-07 LPLA Mixed −900 -$8.47M EDGAR
2025-02-05 LPLA Notice (144) −28,777 -$10.51M EDGAR
2024-02-27 LPLA Mixed +1,019 -$3.35M EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.