Matthew J Audette

CIK 1435098 · President and CFO · last filed 2026-04-16

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$6.22M

Companies

2

Total Filings

48

Lifetime Open-Market Net

-$52.16M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LPLA President and CFO 21,052 $295.66 $6.22M -$49.58M 30 2026-04-16
E TRADE FINANCIAL CORP (ETFC) Delisted EVP & Chief Financial Officer 202,912 -$2.58M 18 2015-02-12

Recent Filings · Page 2 of 5

48 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2022-02-09 LPLA Mixed -$3.23M EDGAR
2021-05-12 LPLA Mixed -$6.45M EDGAR
2021-03-01 LPLA Mixed −733 -$395.1K EDGAR
2021-02-25 LPLA Mixed −1,709 -$2.08M EDGAR
2020-11-12 LPLA Mixed −14,500 -$1.09M EDGAR
2020-03-17 LPLA Mixed +9,335 -$703.7K EDGAR
2020-02-27 LPLA Mixed +2,173 -$217.5K EDGAR
2020-02-25 LPLA Tax (F) −616 -$58.4K EDGAR
2019-08-07 LPLA Mixed −14,500 -$958.4K EDGAR
2019-03-15 LPLA Tax (F) −1,309 -$97.2K EDGAR
Showing 1120 of 48
Page 2 of 5
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.