Matthew J Audette
CIK 1435098 · President and CFO · last filed 2026-04-16
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$7.45M
Companies
2
Total Filings
55
Lifetime Open-Market Net
-$52.16M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| LPLA | President and CFO | 21,052 | $353.70 | $7.45M | -$49.58M | 30 | 2026-04-16 |
| E TRADE FINANCIAL CORP (ETFC) Delisted | EVP & Chief Financial Officer | 202,912 | — | — | -$2.58M | 18 | 2015-02-12 |
Recent Filings · Page 3 of 6
55 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-02-25 | LPLA | Mixed | −1,709 | -$2.08M | EDGAR |
| 2020-11-12 | LPLA | Mixed | −14,500 | -$1.09M | EDGAR |
| 2020-03-17 | LPLA | Mixed | +9,335 | -$703.7K | EDGAR |
| 2020-02-27 | LPLA | Mixed | +2,173 | -$217.5K | EDGAR |
| 2020-02-25 | LPLA | Tax (F) | −616 | -$58.4K | EDGAR |
| 2019-08-07 | LPLA | Mixed | −14,500 | -$958.4K | EDGAR |
| 2019-03-15 | LPLA | Tax (F) | −1,309 | -$97.2K | EDGAR |
| 2019-02-26 | LPLA | Mixed | +1,278 | -$233.9K | EDGAR |
| 2018-10-31 | LPLA | Tax (F) | −2,909 | -$170.6K | EDGAR |
| 2018-03-15 | LPLA | Tax (F) | −1,309 | -$85.1K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.