Matthew J Audette

CIK 1435098 · President and CFO · last filed 2026-04-16

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$6.22M

Companies

2

Total Filings

48

Lifetime Open-Market Net

-$52.16M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LPLA President and CFO 21,052 $295.66 $6.22M -$49.58M 30 2026-04-16
E TRADE FINANCIAL CORP (ETFC) Delisted EVP & Chief Financial Officer 202,912 -$2.58M 18 2015-02-12

Recent Filings · Page 3 of 5

48 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2019-02-26 LPLA Mixed +1,278 -$233.9K EDGAR
2018-10-31 LPLA Tax (F) −2,909 -$170.6K EDGAR
2018-03-15 LPLA Tax (F) −1,309 -$85.1K EDGAR
2018-02-27 LPLA Mixed +3,778 -$88.6K EDGAR
2017-11-01 LPLA Tax (F) −3,063 -$151.4K EDGAR
2017-03-15 LPLA Grant (A) +7,916 $0 EDGAR
2017-02-28 LPLA Tax (F) −1,479 -$57.9K EDGAR
2016-11-01 LPLA Tax (F) −2,206 -$69.0K EDGAR
2016-02-29 LPLA Grant (A) +14,641 $0 EDGAR
2015-11-03 LPLA Grant (A) +17,605 $0 EDGAR
Showing 2130 of 48
Page 3 of 5
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.