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Charles Goldman

CIK 1435258 · last filed 2009-05-27

Charles Goldman is a corporate insider who has filed 6 SEC Form 4 insider transactions across 2 companies since 2008. Across all open-market trades the lifetime net is +$1.3M, making them a net buyer over the disclosed history. 31 SEC filings were submitted jointly with THOMAS E LYNCH.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

6

Lifetime Open-Market Net

$1.34M

Filer Profile

Reported Address
TWO SOUND VIEW DRIVE
SUITE 300
GREENWICH, CT 06830
Related Filers
THOMAS E LYNCH — 31 joint filings, latest 2009-06-18
Mill Road Capital GP LLC — 31 joint filings, latest 2009-06-18
Mill Road Capital, L.P. — 31 joint filings, latest 2009-06-18
Scott Scharfman — 31 joint filings, latest 2009-06-18
Andromeda Acquisition Corp. — 13 joint filings, latest 2009-06-12
Justin Jacobs — 8 joint filings, latest 2009-06-12
RICHARD ANTONELLI — 6 joint filings, latest 2009-06-12
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PHYSICIANS FORMULA HOLDINGS, INC. (FACE) Delisted 10%+ Owner 2,266,343 — — $670.9K 1 2009-01-02
Destination Maternity Corp (MWRK) Delisted 10%+ Owner 673,213 — — $673.1K 1 2008-10-07

Recent Filings

6 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2009-05-27 — Buy (P) +512,505 $184.5K
2009-05-26 — Buy (P) +3,762,783 $1.35M
2009-05-15 — Buy (P) +98,056 $35.3K
2009-05-08 — Buy (P) +874,293 $314.7K
2009-01-02 PHYSICIANS FORMULA HOLDINGS, INC. (FACE) Delisted Buy (P) +244,005 $670.9K EDGAR
2008-10-07 Destination Maternity Corp (MWRK) Delisted Buy (P) +59,135 $673.1K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.