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Mill Road Capital, L.P.

CIK 1435260 · last filed 2012-11-26

Mill Road Capital, L.P. is a corporate insider who has filed 5 SEC Form 4 insider transactions across 3 companies since 2008. The most recent filing shows the insider exercised options covering $218.4K of FACE on Nov 26, 2012. Across all open-market trades the lifetime net is −$7.6M, making them a net seller over the disclosed history. The firm reports its address in Greenwich, CT. 47 SEC filings were submitted jointly with THOMAS E LYNCH.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

3

Total Filings

5

Lifetime Open-Market Net

-$7.64M

Filer Profile

Reported Address
382 GREENWICH AVE
SUITE ONE
GREENWICH, CT 06830
Phone
(203) 987-3500
State of Incorporation
DE
Related Filers
THOMAS E LYNCH — 47 joint filings, latest 2014-06-04
Mill Road Capital GP LLC — 47 joint filings, latest 2014-06-04
Scott Scharfman — 47 joint filings, latest 2014-06-04
Charles Goldman — 31 joint filings, latest 2009-06-18
Andromeda Acquisition Corp. — 13 joint filings, latest 2009-06-12
Justin Jacobs — 8 joint filings, latest 2009-06-12
RICHARD ANTONELLI — 6 joint filings, latest 2009-06-12
GAIAM, INC — 2 joint filings, latest 2010-11-08
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PHYSICIANS FORMULA HOLDINGS, INC. (FACE) Delisted 10%+ Owner 2,534,905 — — $650.5K 2 2012-11-26
Destination Maternity Corp (DEST) Delisted 10%+ Owner 1,259,756 — — -$11.26M 1 2011-05-13
Destination Maternity Corp (MWRK) Delisted 10%+ Owner 667,986 — — $2.97M 2 2008-09-25

Recent Filings

5 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2012-11-26 PHYSICIANS FORMULA HOLDINGS, INC. (FACE) Delisted Exer (M) +71,848 $218.4K EDGAR
2011-05-13 Destination Maternity Corp (DEST) Delisted Sell (S) −480,012 -$11.26M EDGAR
2008-12-24 PHYSICIANS FORMULA HOLDINGS, INC. (FACE) Delisted Buy (P) +247,655 $650.5K EDGAR
2008-09-25 Destination Maternity Corp (MWRK) Delisted Buy (P) +211,235 $2.93M EDGAR
2008-08-25 Destination Maternity Corp (MWRK) Delisted Buy (P) +2,500 $33.2K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.