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Scott Scharfman

CIK 1435257 · last filed 2018-11-30

Scott Scharfman is a corporate insider who has filed 13 SEC Form 4 insider transactions across 6 companies since 2008. The most recent filing shows the insider sold $66.2M of NDLS on Nov 30, 2018. Across all open-market trades the lifetime net is −$133.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $22.2M across reported positions. 89 SEC filings were submitted jointly with THOMAS E LYNCH.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$22.25M

Companies

6

Total Filings

13

Lifetime Open-Market Net

-$133.50M

Filer Profile

Reported Address
52 VANDERBILT AVENUE, SUITE 2005
NEW YORK, NY 10017
Related Filers
THOMAS E LYNCH — 89 joint filings, latest 2019-08-06
Mill Road Capital GP LLC — 47 joint filings, latest 2014-06-04
Mill Road Capital, L.P. — 47 joint filings, latest 2014-06-04
Mill Road Capital II GP LLC — 42 joint filings, latest 2019-08-06
Mill Road Capital II, L.P. — 42 joint filings, latest 2019-08-06
Charles Goldman — 31 joint filings, latest 2009-06-18
Andromeda Acquisition Corp. — 13 joint filings, latest 2009-06-12
Justin Jacobs — 13 joint filings, latest 2019-08-06
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NDLS 10%+ Owner 602,479 $13.74 $8.28M -$135.45M 2 2018-11-30
SCHOOL SPECIALTY INC (JASN) Delisted Director 1,487,887 — — $0 1 2018-01-18
LCUT 10%+ Owner 1,628,203 $8.58 $13.97M $11.93M 2 2017-03-14
ECOLOGY & ENVIRONMENT INC (EEI) Delisted 10%+ Owner 439,475 — — $331.0K 1 2016-02-09
Destination Maternity Corp (DEST) Delisted 10%+ Owner 1,501,171 — — -$11.42M 3 2011-04-06
PHYSICIANS FORMULA HOLDINGS, INC. (FACE) Delisted 10%+ Owner 2,466,943 — — $1.09M 1 2009-03-10

Recent Filings

13 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-11-30 NDLS Sell (S) −7,433,548 -$66.16M EDGAR
2018-07-30 NDLS Sell (S) −7,293,412 -$69.29M EDGAR
2018-01-18 SCHOOL SPECIALTY INC (JASN) Delisted Other (J) — $0 EDGAR
2017-03-14 LCUT Buy (P) +653,340 $11.79M EDGAR
2016-02-23 LCUT Buy (P) +12,828 $147.5K EDGAR
2016-02-09 ECOLOGY & ENVIRONMENT INC (EEI) Delisted Buy (P) +34,092 $331.0K EDGAR
2014-03-03 — U −3,666,760 $0
2011-04-06 Destination Maternity Corp (DEST) Delisted Sell (S) −515,524 -$12.08M EDGAR
2010-07-01 Destination Maternity Corp (DEST) Delisted Buy (P) +20,284 $494.1K EDGAR
2009-05-29 — Buy (P) +944,883 $340.2K
Showing 1–10 of 13
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.