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Scott Scharfman

CIK 1435257 · last filed 2018-11-30

Scott Scharfman is a corporate insider who has filed 13 SEC Form 4 insider transactions across 6 companies since 2008. The most recent filing shows the insider sold $66.2M of NDLS on Nov 30, 2018. Across all open-market trades the lifetime net is −$133.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $23.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$23.12M

Companies

6

Total Filings

13

Lifetime Open-Market Net

-$133.50M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NDLS 10%+ Owner 602,479 $14.78 $8.90M -$135.45M 2 2018-11-30
SCHOOL SPECIALTY INC (JASN) Delisted Director 1,487,887 — — $0 1 2018-01-18
LCUT 10%+ Owner 1,628,203 $8.73 $14.21M $11.93M 2 2017-03-14
ECOLOGY & ENVIRONMENT INC (EEI) Delisted 10%+ Owner 439,475 — — $331.0K 1 2016-02-09
Destination Maternity Corp (DEST) Delisted 10%+ Owner 1,501,171 — — -$11.42M 3 2011-04-06
PHYSICIANS FORMULA HOLDINGS, INC. (FACE) Delisted 10%+ Owner 2,466,943 — — $1.09M 1 2009-03-10

Recent Filings

13 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-11-30 NDLS Sell (S) −7,433,548 -$66.16M EDGAR
2018-07-30 NDLS Sell (S) −7,293,412 -$69.29M EDGAR
2018-01-18 SCHOOL SPECIALTY INC (JASN) Delisted Other (J) — $0 EDGAR
2017-03-14 LCUT Buy (P) +653,340 $11.79M EDGAR
2016-02-23 LCUT Buy (P) +12,828 $147.5K EDGAR
2016-02-09 ECOLOGY & ENVIRONMENT INC (EEI) Delisted Buy (P) +34,092 $331.0K EDGAR
2014-03-03 — U −3,666,760 $0
2011-04-06 Destination Maternity Corp (DEST) Delisted Sell (S) −515,524 -$12.08M EDGAR
2010-07-01 Destination Maternity Corp (DEST) Delisted Buy (P) +20,284 $494.1K EDGAR
2009-05-29 — Buy (P) +944,883 $340.2K
Showing 1–10 of 13
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.