Scott Scharfman
CIK 1435257 · last filed 2018-11-30
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$23.12M
Companies
6
Total Filings
13
Lifetime Open-Market Net
-$133.50M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| NDLS | 10%+ Owner | 602,479 | $14.78 | $8.90M | -$135.45M | 2 | 2018-11-30 |
| SCHOOL SPECIALTY INC (JASN) Delisted | Director | 1,487,887 | — | — | $0 | 1 | 2018-01-18 |
| LCUT | 10%+ Owner | 1,628,203 | $8.73 | $14.21M | $11.93M | 2 | 2017-03-14 |
| ECOLOGY & ENVIRONMENT INC (EEI) Delisted | 10%+ Owner | 439,475 | — | — | $331.0K | 1 | 2016-02-09 |
| Destination Maternity Corp (DEST) Delisted | 10%+ Owner | 1,501,171 | — | — | -$11.42M | 3 | 2011-04-06 |
| PHYSICIANS FORMULA HOLDINGS, INC. (FACE) Delisted | 10%+ Owner | 2,466,943 | — | — | $1.09M | 1 | 2009-03-10 |
Recent Filings · Page 2 of 2
13 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-05-20 | — | Buy (P) | +2,926,609 | $1.05M | |
| 2009-03-10 | PHYSICIANS FORMULA HOLDINGS, INC. (FACE) Delisted | Buy (P) | +968,000 | $1.09M | EDGAR |
| 2008-12-31 | Destination Maternity Corp (DEST) Delisted | Buy (P) | +24,400 | $165.5K | EDGAR |
Showing 11–13 of 13
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.