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James C Neuhauser

CIK 1437165 · Executive Chairman · last filed 2022-08-04

James C Neuhauser is an Executive Chairman who has filed 56 SEC Form 4 insider transactions across 4 companies since 2008. The most recent filing, for FATBW, was dated Aug 4, 2022. Across all open-market trades the lifetime net is −$1.3M, making them a net seller over the disclosed history. 24 SEC filings were submitted jointly with Fat Brands, Inc.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

4

Total Filings

56

Lifetime Open-Market Net

-$1.29M

Filer Profile

Reported Address
100 NORTH 17TH STREET
ARLINGTON, VA 22209
Related Filers
Fat Brands, Inc — 24 joint filings, latest 2022-08-04
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Fat Brands, Inc (FATBW) Delisted Executive Chairman 198,037 $2.95 $584.2K -$549.5K 8 2022-08-04
Fat Brands, Inc (FAT) Delisted Director 70,073 $0.16 $11.4K $333.1K 15 2020-05-13
FBR & Co. (FBRC) Delisted Ex VP 130,668 — — -$1.08M 20 2016-05-09
FBR & Co. (FBCM) Delisted EVP and Head of Inv Banking 418,379 — — $0 11 2011-06-08

Recent Filings

56 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2022-08-04 Fat Brands, Inc (FATBW) Delisted Grant (A) +10,000 $0 EDGAR
2022-07-13 Fat Brands, Inc (FATBW) Delisted Grant (A) +100,000 $0 EDGAR
2021-10-21 Fat Brands, Inc (FATBW) Delisted Grant (A) — $0 EDGAR
2021-08-26 Fat Brands, Inc (FATBW) Delisted Sell (S) −24,685 -$549.5K EDGAR
2021-01-19 Fat Brands, Inc (FATBW) Delisted Other (J) +20,424 $0 EDGAR
2020-10-15 Fat Brands, Inc (FATBW) Delisted Grant (A) — $0 EDGAR
2020-08-10 Fat Brands, Inc (FATBW) Delisted Grant (A) +17,964 $0 EDGAR
2020-07-24 Fat Brands, Inc (FATBW) Delisted Mixed +261 $0 EDGAR
2020-05-13 Fat Brands, Inc (FAT) Delisted Grant (A) +4,559 $0 EDGAR
2020-02-13 Fat Brands, Inc (FAT) Delisted Grant (A) +3,272 $0 EDGAR
Showing 1–10 of 56
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.