Scott S Grace
CIK 1440950 · Vice President and Treasurer · last filed 2015-04-30
Scott S Grace is a Vice President and Treasurer who has filed 3 SEC Form 4 insider transactions across 2 companies since 2009. The most recent filing shows the insider bought $12.9K of NID on Apr 30, 2015. Across all open-market trades the lifetime net is +$2.2K, making them a net buyer over the disclosed history.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
NID price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
333 W. WACKER DRIVE
CHICAGO, IL 60606
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Nuveen Intermediate Duration Municipal Term Fund (NID) Delisted | Vice President and Treasurer | 1,000 | $13.00 | $13.0K | $12.9K | 1 | 2015-04-30 |
| JANUS CAPITAL GROUP INC (JNS) Delisted | SVP and Treasurer | 30,478 | — | — | -$10.7K | 2 | 2009-02-06 |
Recent Filings
3 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-04-30 | Nuveen Intermediate Duration Municipal Term Fund (NID) Delisted | Buy (P) | +1,000 | $12.9K | EDGAR |
| 2009-02-06 | JANUS CAPITAL GROUP INC (JNS) Delisted | Sell (S) | −1,960 | -$10.7K | EDGAR |
| 2009-02-03 | JANUS CAPITAL GROUP INC (JNS) Delisted | Grant (A) | +7,942 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.