Retirement Insurance & Annuity Co Prudential

CIK 1444597 · last filed 2020-04-14

Retirement Insurance & Annuity Co Prudential is a corporate insider who has filed 3 SEC Form 4 insider transactions across 3 companies since 2016. The most recent filing, for NTG, was dated Apr 14, 2020. 6 SEC filings were submitted jointly with PRUDENTIAL FINANCIAL INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$0

Companies

3

Total Filings

3

Lifetime Open-Market Net

$0

Filer Profile

Reported Address

280 TRUMBULL STREET
Hartford, CT 06103

Phone

(877) 778-2100

State of Incorporation

Formerly Known As

Prudential Retirement Insurance & Annuity Co (2008–2022)

Related Filers

PRUDENTIAL FINANCIAL INC — 6 joint filings, latest 2020-04-14

INSURANCE CO OF AMERICA PRUDENTIAL — 6 joint filings, latest 2020-04-14

LIFE INSURANCE CO PRUCO — 3 joint filings, latest 2009-02-19

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
Tortoise Midstream Energy Fund, Inc. (NTG) Delisted	10%+ Owner	15,394	$53.36	$821.4K	$0	1	2020-04-14
KYN	10%+ Owner	0	$14.81	$0	$0	1	2020-02-18
ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted	10%+ Owner	12	$44.64	$536	$0	1	2016-02-26

Recent Filings

3 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2020-04-14	Tortoise Midstream Energy Fund, Inc. (NTG) Delisted	Other (J)	−9,435,546	-$235.89M	EDGAR
2020-02-18	KYN	Other (J)	−2,000,000	-$50.00M	EDGAR
2016-02-26	ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted	Other (J)	−1,716	-$176.90M	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.