Rick D Anderson

CIK 1445999 · last filed 2024-09-18

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

5

Total Filings

19

Lifetime Open-Market Net

$6.94M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Silk Road Medical Inc (SILK) Delisted Director 0 $27.49 $0 $0 7 2024-09-18
Apollo Endosurgery, Inc. (APEN) Delisted Director 2,312,670 $10.00 $23.13M $6.94M 5 2022-06-16
Apollo Endosurgery, Inc. (LPTN) Delisted Director 605,712 $0 1 2016-12-30
Intersect ENT, Inc. (XENT) Delisted Director 1,932,724 $28.24 $54.58M $0 3 2015-01-20
INSITE VISION INC (ISV) Delisted Director $0 1 2008-09-25

Recent Filings · Page 2 of 2

19 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2017-09-25 Apollo Endosurgery, Inc. (APEN) Delisted Buy (P) +176,000 $685.4K EDGAR
2017-07-26 Apollo Endosurgery, Inc. (APEN) Delisted Buy (P) +1,136,363 $6.25M EDGAR
2016-12-30 Apollo Endosurgery, Inc. (LPTN) Delisted Other (J) +4,152,463 $0 EDGAR
2015-01-20 Intersect ENT, Inc. (XENT) Delisted Other (J) −644,242 $0 EDGAR
2014-09-26 Intersect ENT, Inc. (XENT) Delisted Grant (A) $0 EDGAR
2014-07-29 Intersect ENT, Inc. (XENT) Delisted Conv (C) +2,576,966 $0 EDGAR
2010-12-22 Grant (A) $0
2009-12-18 Grant (A) $0
2008-09-25 INSITE VISION INC (ISV) Delisted Grant (A) $0 EDGAR
Showing 1119 of 19
Page 2 of 2
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.