Rick D Anderson
CIK 1445999 · last filed 2024-09-18
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$0
Companies
5
Total Filings
19
Lifetime Open-Market Net
$6.94M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Silk Road Medical Inc (SILK) Delisted | Director | 0 | $27.49 | $0 | $0 | 7 | 2024-09-18 |
| Apollo Endosurgery, Inc. (APEN) Delisted | Director | 2,312,670 | $10.00 | $23.13M | $6.94M | 5 | 2022-06-16 |
| Apollo Endosurgery, Inc. (LPTN) Delisted | Director | 605,712 | — | — | $0 | 1 | 2016-12-30 |
| Intersect ENT, Inc. (XENT) Delisted | Director | 1,932,724 | $28.24 | $54.58M | $0 | 3 | 2015-01-20 |
| INSITE VISION INC (ISV) Delisted | Director | — | — | — | $0 | 1 | 2008-09-25 |
Recent Filings · Page 2 of 2
19 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-09-25 | Apollo Endosurgery, Inc. (APEN) Delisted | Buy (P) | +176,000 | $685.4K | EDGAR |
| 2017-07-26 | Apollo Endosurgery, Inc. (APEN) Delisted | Buy (P) | +1,136,363 | $6.25M | EDGAR |
| 2016-12-30 | Apollo Endosurgery, Inc. (LPTN) Delisted | Other (J) | +4,152,463 | $0 | EDGAR |
| 2015-01-20 | Intersect ENT, Inc. (XENT) Delisted | Other (J) | −644,242 | $0 | EDGAR |
| 2014-09-26 | Intersect ENT, Inc. (XENT) Delisted | Grant (A) | — | $0 | EDGAR |
| 2014-07-29 | Intersect ENT, Inc. (XENT) Delisted | Conv (C) | +2,576,966 | $0 | EDGAR |
| 2010-12-22 | — | Grant (A) | — | $0 | |
| 2009-12-18 | — | Grant (A) | — | $0 | |
| 2008-09-25 | INSITE VISION INC (ISV) Delisted | Grant (A) | — | $0 | EDGAR |
Showing 11–19 of 19
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.