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WILLIAM JAMES KENNEDY

CIK 1448888 · last filed 2020-06-24

WILLIAM JAMES KENNEDY is a corporate insider who has filed 12 SEC Form 4 insider transactions across 1 company since 2013. The most recent filing, for TGTX, was dated Jun 24, 2020. Across all open-market trades the lifetime net is −$856.9K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $6.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$6.01M

Companies

1

Total Filings

12

Lifetime Open-Market Net

-$856.9K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TGTX Director 109,633 $54.86 $6.01M -$856.9K 10 2020-06-24

Recent Filings

12 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-06-24 TGTX Mixed −22,745 -$141.5K EDGAR
2019-09-18 TGTX Grant (A) +27,048 $0 EDGAR
2018-06-28 TGTX Grant (A) +15,000 $0 EDGAR
2018-06-18 TGTX Sell (S) −25,071 -$337.2K EDGAR
2017-06-19 TGTX Grant (A) +15,000 $0 EDGAR
2017-04-12 TGTX Sell (S) −8,548 -$87.8K EDGAR
2016-07-08 TGTX Grant (A) +12,459 $0 EDGAR
2015-07-09 TGTX Sell (S) −17,000 -$290.4K EDGAR
2015-06-05 TGTX Grant (A) +4,667 $0 EDGAR
2013-06-07 TGTX Grant (A) +8,404 $0 EDGAR
Showing 1–10 of 12
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.