Alexander F. Stern

CIK 1450474 · President · last filed 2022-12-01

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.25M

Companies

1

Total Filings

82

Lifetime Open-Market Net

-$39.56M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LAZ President 50,258 $44.79 $2.25M -$39.56M 82 2022-12-01

Recent Filings · Page 4 of 9

82 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-11-22 LAZ Grant (A) $0 EDGAR
2016-08-23 LAZ Grant (A) $0 EDGAR
2016-05-17 LAZ Grant (A) $0 EDGAR
2016-03-01 LAZ Mixed +52,098 -$1.78M EDGAR
2016-02-25 LAZ Grant (A) $0 EDGAR
2015-11-17 LAZ Grant (A) $0 EDGAR
2015-08-18 LAZ Grant (A) $0 EDGAR
2015-05-19 LAZ Grant (A) $0 EDGAR
2015-03-04 LAZ Mixed +61,499 -$3.20M EDGAR
2015-02-23 LAZ Grant (A) $0 EDGAR
Showing 3140 of 82
Page 4 of 9
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.