Charles Andrew Smith
CIK 1453799 · EVP & Chief Financial Officer · last filed 2026-05-12
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$11.70M
Companies
4
Total Filings
46
Lifetime Open-Market Net
-$3.41M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PTEN | EVP & Chief Financial Officer | 713,439 | $12.79 | $9.12M | -$3.61M | 31 | 2026-05-12 |
| KEX | Exec VP - CFO | 18,278 | $140.95 | $2.58M | $0 | 8 | 2017-02-08 |
| GLBL | Senior VP and CFO | 0 | $28.05 | $0 | $198.0K | 4 | 2011-12-02 |
| NATCO GROUP INC (NTG) Delisted | Vice President - Finance | 0 | $53.36 | $0 | $0 | 2 | 2009-11-18 |
Recent Filings · Page 4 of 5
46 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2018-04-26 | PTEN | Grant (A) | +53,500 | $0 | EDGAR |
| 2017-09-08 | PTEN | Grant (A) | — | $0 | EDGAR |
| 2017-02-08 | KEX | Grant (A) | +4,090 | $0 | EDGAR |
| 2017-01-26 | KEX | Tax (F) | −1,495 | -$99.0K | EDGAR |
| 2016-02-03 | KEX | Grant (A) | +5,465 | $0 | EDGAR |
| 2016-01-26 | KEX | Tax (F) | −728 | -$37.6K | EDGAR |
| 2015-02-04 | KEX | Grant (A) | +3,735 | $0 | EDGAR |
| 2015-01-27 | KEX | Tax (F) | −489 | -$38.7K | EDGAR |
| 2014-02-27 | KEX | Grant (A) | +2,465 | $0 | EDGAR |
| 2014-01-08 | KEX | Grant (A) | +5,235 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.