John J Gauthier

CIK 1456268 · EVP & CIO · last filed 2026-05-22

John J Gauthier is an EVP & CIO who has filed 39 SEC Form 4 insider transactions across 5 companies since 2009. The most recent filing, for RZC, was dated May 22, 2026. Across all open-market trades the lifetime net is +$370.6K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.5M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.46M

Companies

5

Total Filings

39

Lifetime Open-Market Net

$370.6K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RZC Director 9,537 $25.51 $243.3K $0 4 2026-05-22
HG Director 32,012 $31.90 $1.02M $154.1K 4 2026-05-07
RZB Director 7,687 $25.34 $194.8K $140.2K 6 2022-05-27
LiveVox Holdings, Inc. (LVOXW) Delisted 25,000 $0.15 $3.8K $0 1 2021-06-22
Allied World Assurance Co Holdings, AG (AWH) Delisted EVP & CIO 77,731 $0.08 $6.4K $76.3K 24 2016-02-24

Recent Filings

39 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2026-05-22 RZC Grant (A) $0 EDGAR
2026-05-07 HG Grant (A) +4,929 $0 EDGAR
2025-05-23 RZC Grant (A) $0 EDGAR
2025-05-19 HG Grant (A) +16,142 $0 EDGAR
2024-05-24 RZC Grant (A) +778 $165.1K EDGAR
2024-03-05 HG Grant (A) +941 $0 EDGAR
2023-12-12 HG Buy (P) +10,000 $154.1K EDGAR
2023-05-26 RZC Grant (A) +1,072 $154.9K EDGAR
2022-05-27 RZB Grant (A) +1,280 $154.9K EDGAR
2021-06-22 LiveVox Holdings, Inc. (LVOXW) Delisted Mixed +6,250 $0 EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.