James M Kempton
CIK 1456883 · VP, CFO and Treasurer · last filed 2025-05-14
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$514.8K
Companies
3
Total Filings
59
Lifetime Open-Market Net
-$633
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Recent Filings · Page 3 of 6
59 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2024-03-13 | SMSI | Notice (144) | −4,711 | -$1.7K | EDGAR |
| 2024-02-23 | SMSI | Mixed | +178,113 | -$784 | EDGAR |
| 2024-01-24 | SMSI | Sell (S) | −2,293 | -$1.8K | EDGAR |
| 2024-01-22 | SMSI | Tax (F) | −1,016 | -$782 | EDGAR |
| 2024-01-22 | SMSI | Notice (144) | −2,289 | -$1.8K | EDGAR |
| 2023-12-20 | SMSI | Tax (F) | −857 | -$634 | EDGAR |
| 2023-12-01 | SMSI | Mixed | −7,357 | -$4.5K | EDGAR |
| 2023-11-30 | SMSI | Notice (144) | −6,876 | -$4.6K | EDGAR |
| 2023-11-20 | SMSI | Tax (F) | −857 | -$694 | EDGAR |
| 2023-10-19 | SMSI | Tax (F) | −857 | -$968 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.