Bruce L. Rubin

CIK 1457589 · CFO, CS and Treasurer · last filed 2023-07-06

Bruce L. Rubin is a CFO, CS and Treasurer who has filed 2 SEC Form 4 insider transactions across 2 companies since 2020. The most recent filing shows the insider exercised options on $7.3K of OXSQZ on Jul 6, 2023. Current disclosed insider exposure totals $75.2K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$75.2K

Companies

2

Total Filings

2

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Oxford Square Capital Corp. (OXSQZ) Delisted CFO, CS and Treasurer 10,949 $25.20 $275.9K $0 1 2023-07-06
OXLCP CFO, SEC, TREAS 3,005 $25.01 $75.2K $0 1 2020-03-16

Recent Filings

2 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2023-07-06 Oxford Square Capital Corp. (OXSQZ) Delisted Exer (X) +2,737 $7.3K EDGAR
2020-03-16 OXLCP Other (J) −1,495 -$37.5K EDGAR
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.