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CLAUDE GERMAIN

CIK 1459261 · Co-Chief Executive Officer · last filed 2023-10-02

CLAUDE GERMAIN is a Co-Chief Executive Officer who has filed 39 SEC Form 4 insider transactions across 3 companies since 2009. The most recent filing, for TRTN, was dated Oct 2, 2023. Across all open-market trades the lifetime net is −$93.2K, making them a net seller over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

3

Total Filings

39

Lifetime Open-Market Net

-$93.2K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Triton International Ltd (TRTN) Delisted Director 0 $79.55 $0 -$156.4K 16 2023-10-02
TAL Director 0 $10.30 $0 -$11.5K 14 2016-07-13
SMTC CORP (SMTX) Delisted Co-Chief Executive Officer 38,200 $6.04 $230.7K $74.7K 9 2012-08-15

Recent Filings

39 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-10-02 Triton International Ltd (TRTN) Delisted Disp (D) −49,821 $0 EDGAR
2022-04-28 Triton International Ltd (TRTN) Delisted Grant (A) +2,490 $0 EDGAR
2021-06-02 Triton International Ltd (TRTN) Delisted Sell (S) −1,500 -$81.8K EDGAR
2021-04-29 Triton International Ltd (TRTN) Delisted Grant (A) +2,696 $0 EDGAR
2020-12-11 Triton International Ltd (TRTN) Delisted Sell (S) −2,500 -$120.1K EDGAR
2020-05-07 Triton International Ltd (TRTN) Delisted Buy (P) +800 $23.6K EDGAR
2020-04-23 Triton International Ltd (TRTN) Delisted Grant (A) +4,677 $0 EDGAR
2020-03-12 Triton International Ltd (TRTN) Delisted Buy (P) +2,000 $45.3K EDGAR
2019-05-09 Triton International Ltd (TRTN) Delisted Buy (P) +2,000 $53.4K EDGAR
2019-04-29 Triton International Ltd (TRTN) Delisted Grant (A) +4,615 $0 EDGAR
Showing 1–10 of 39
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.