CLAUDE GERMAIN
CIK 1459261 · Co-Chief Executive Officer · last filed 2023-10-02
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Loading insider history…
Disclosed Exposure
$0
Companies
3
Total Filings
39
Lifetime Open-Market Net
-$93.2K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Triton International Ltd (TRTN) Delisted | Director | 0 | $79.55 | $0 | -$156.4K | 16 | 2023-10-02 |
| TAL | Director | 0 | $10.30 | $0 | -$11.5K | 14 | 2016-07-13 |
| SMTC CORP (SMTX) Delisted | Co-Chief Executive Officer | 38,200 | $6.04 | $230.7K | $74.7K | 9 | 2012-08-15 |
Recent Filings · Page 3 of 4
39 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-03-08 | TAL | Buy (P) | +630 | $27.3K | EDGAR |
| 2013-01-30 | TAL | Grant (A) | +3,000 | $0 | EDGAR |
| 2012-11-06 | TAL | Buy (P) | +530 | $17.7K | EDGAR |
| 2012-08-15 | SMTC CORP (SMTX) Delisted | Buy (P) | +3,000 | $8.4K | EDGAR |
| 2012-06-01 | TAL | Buy (P) | +120 | $3.8K | EDGAR |
| 2012-03-29 | SMTC CORP (SMTX) Delisted | Buy (P) | +2,800 | $10.0K | EDGAR |
| 2012-03-29 | SMTC CORP (SMTX) Delisted | Buy (P) | +2,800 | $10.0K | EDGAR |
| 2012-01-19 | TAL | Grant (A) | +3,000 | $0 | EDGAR |
| 2011-11-28 | SMTC CORP (SMTX) Delisted | Grant (A) | — | $0 | EDGAR |
| 2011-09-27 | SMTC CORP (SMTX) Delisted | Grant (A) | — | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.