Home

KATHLEEN M. NELSON

CIK 1463419 · last filed 2021-05-19

KATHLEEN M. NELSON is a corporate insider who has filed 52 SEC Form 4 insider transactions across 4 companies since 2009. The most recent filing shows the insider sold $443.3K of AIRC on May 19, 2021. Across all open-market trades the lifetime net is −$645.3K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $11.8M across reported positions. 18 SEC filings were submitted jointly with APARTMENT INVESTMENT & MANAGEMENT CO.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$11.76M

Companies

4

Total Filings

52

Lifetime Open-Market Net

-$645.3K

Filer Profile

Reported Address
100 CEDARHURST AVENUE
SUITE 200
CEDARHURST, NY 11516
Related Filers
APARTMENT INVESTMENT & MANAGEMENT CO — 18 joint filings, latest 2020-03-26
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Apartment Income REIT Corp. (AIRC) Delisted Director 47,608 $39.08 $1.86M -$443.3K 2 2021-05-19
DCOM Director 33,490 $41.25 $1.38M $115.8K 16 2020-12-30
AIV Director 36,447 $2.56 $93.3K -$317.8K 17 2020-03-26
CBL Director 187,085 $54.98 $10.29M $0 16 2020-01-09

Recent Filings

52 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-05-19 Apartment Income REIT Corp. (AIRC) Delisted Sell (S) −10,000 -$443.3K EDGAR
2021-02-03 — Disp (D) −33,490 $0
2021-01-27 Apartment Income REIT Corp. (AIRC) Delisted Grant (A) +4,000 $0 EDGAR
2020-12-30 DCOM Other (J) — $0 EDGAR
2020-05-04 DCOM Mixed +3,043 $0 EDGAR
2020-03-26 AIV Sell (S) −3,000 -$90.0K EDGAR
2020-03-06 AIV Exer (M) +3,000 $65.0K EDGAR
2020-01-30 AIV Grant (A) +3,200 $0 EDGAR
2020-01-09 CBL Grant (A) +96,154 $0 EDGAR
2019-10-31 DCOM Buy (P) +1,000 $19.5K EDGAR
Showing 1–10 of 52
Page 1 of 6
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.