Mitchell Garfin

CIK 1464011 · last filed 2026-02-03

Mitchell Garfin is a corporate insider who has filed 49 SEC Form 4 insider transactions across 7 companies since 2010. The most recent filing, for BTZ, was dated Feb 3, 2026. Across all open-market trades the lifetime net is −$42.4K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $407.8K across reported positions. 5 SEC filings were submitted jointly with Derek Schoenhofen.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$407.8K

Companies

7

Total Filings

49

Lifetime Open-Market Net

-$42.4K

Filer Profile

Reported Address
100 BELLEVUE PARKWAY
WILMINGTON, DE 19809
Related Filers
Derek Schoenhofen — 5 joint filings, latest 2009-05-14
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
BTZ 0 $9.95 $0 $0 10 2026-02-03
DSU 2,256 $9.38 $21.2K -$56.4K 11 2026-02-03
BLW 4,604 $12.55 $57.8K $0 8 2026-02-03
FRA 0 $10.88 $0 $0 6 2026-02-03
BGT 5,141 $11.03 $56.7K $0 3 2026-02-03
HYT 33,028 $8.24 $272.2K $0 10 2026-02-03
BLACKROCK CORPORATE HIGH YIELD FUND III, INC. (CYE) Delisted 1,800 $14.0K 1 2010-11-03

Recent Filings

49 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-02-03 BTZ Mixed -$86.4K EDGAR
2026-02-03 DSU Mixed -$23.0K EDGAR
2026-02-03 BLW Mixed -$63.3K EDGAR
2026-02-03 FRA Mixed -$34.7K EDGAR
2026-02-03 BGT Mixed -$58.9K EDGAR
2026-02-03 HYT Mixed -$292.6K EDGAR
2025-02-04 BGT Mixed -$23.0K EDGAR
2025-02-04 BTZ Mixed -$114.8K EDGAR
2025-02-04 HYT Mixed -$155.8K EDGAR
2025-02-04 BLW Mixed -$24.8K EDGAR
Showing 110 of 49
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.