Thomas J O'Neil
CIK 1467922 · last filed 2014-03-05
Thomas J O'Neil is a corporate insider who has filed 9 SEC Form 4 insider transactions across 1 company since 2009. The most recent filing, for TC, was dated Mar 5, 2014. Across all open-market trades the lifetime net is +$35.5K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $58 across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
TC price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
26 WEST DRY CREEK CIRCLE, SUITE 810
LITTLETON, CO 80120
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| TC | Director | 64 | $0.90 | $58 | $35.5K | 9 | 2014-03-05 |
Recent Filings
9 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-03-05 | TC | Grant (A) | +31,600 | $0 | EDGAR |
| 2013-03-05 | TC | Grant (A) | +17,025 | $0 | EDGAR |
| 2012-05-08 | TC | Tax (F) | −2,503 | -$13.8K | EDGAR |
| 2012-03-01 | TC | Buy (P) | +2,000 | $14.6K | EDGAR |
| 2012-02-28 | TC | Grant (A) | +7,463 | $0 | EDGAR |
| 2011-05-10 | TC | Mixed | +4,240 | -$19.8K | EDGAR |
| 2010-05-10 | TC | Grant (A) | +15,000 | $0 | EDGAR |
| 2009-12-21 | TC | Buy (P) | +2,000 | $20.9K | EDGAR |
| 2009-12-16 | TC | Grant (A) | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.