SCOTT ULM
CIK 1469064 · CEO · last filed 2026-08-25
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.41M
Companies
3
Total Filings
102
Lifetime Open-Market Net
$2.98M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ARR | CEO | 87,738 | $16.12 | $1.41M | $1.74M | 79 | 2026-08-25 |
| JAVELIN MORTGAGE INVESTMENT CORP. (JMI) Delisted | Co-CEO and CIO | 62,525 | — | — | $526.4K | 9 | 2015-11-25 |
| Armour Residential REIT, Inc. (ARR.WS) Delisted | Co-CEO and CIO | 123,214 | — | — | $715.1K | 13 | 2012-04-11 |
Recent Filings · Page 2 of 11
102 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2024-05-23 | ARR | Mixed | +2,628 | -$33.7K | EDGAR |
| 2024-02-26 | ARR | Mixed | +2,628 | -$32.9K | EDGAR |
| 2023-11-24 | ARR | Mixed | +2,628 | -$30.5K | EDGAR |
| 2023-08-24 | ARR | Mixed | +13,140 | -$40.6K | EDGAR |
| 2023-05-25 | ARR | Mixed | +13,140 | -$42.2K | EDGAR |
| 2023-02-23 | ARR | Mixed | +13,140 | -$49.3K | EDGAR |
| 2023-02-16 | ARR | Grant (A) | — | $0 | EDGAR |
| 2022-11-25 | ARR | Mixed | +11,124 | -$42.0K | EDGAR |
| 2022-08-25 | ARR | Mixed | +11,124 | -$52.4K | EDGAR |
| 2022-05-25 | ARR | Mixed | +11,124 | -$54.4K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.