Ronald M. Sanders
CIK 1472238 · Exec. VP - CLO & Secretary · last filed 2023-04-04
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$5.29M
Companies
1
Total Filings
29
Lifetime Open-Market Net
$192.8K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| DBRG | Exec. VP - CLO & Secretary | 335,017 | $15.80 | $5.29M | $192.8K | 16 | 2023-04-04 |
Recent Filings · Page 2 of 3
29 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-01-08 | DBRG | Tax (F) | −12,580 | -$61.4K | EDGAR |
| 2018-08-13 | DBRG | Mixed | +26,380 | $0 | EDGAR |
| 2018-04-04 | DBRG | Other (J) | +53,138 | $0 | EDGAR |
| 2018-03-19 | DBRG | Grant (A) | +79,091 | $0 | EDGAR |
| 2018-01-09 | DBRG | Tax (F) | −16,583 | -$182.2K | EDGAR |
| 2017-04-05 | DBRG | Other (J) | +53,138 | $0 | EDGAR |
| 2017-01-12 | — | Disp (D) | −214,124 | $0 | |
| 2017-01-03 | — | Mixed | +25,709 | -$185.6K | |
| 2016-04-04 | — | Other (J) | +72,480 | $0 | |
| 2016-01-05 | — | Mixed | +25,686 | -$130.4K |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.