S. Dawn Smith

CIK 1473973 · Senior VP, Chief Legal Officer · last filed 2026-02-19

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$590.1K

Companies

3

Total Filings

65

Lifetime Open-Market Net

-$12.87M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CXW Director 14,833 $27.10 $402.0K $0 2 2026-02-19
HCAT Director 101,692 $1.85 $188.1K $0 7 2025-07-11
VMWARE LLC (VMW) Delisted Senior VP, Chief Legal Officer 40,848 $142.48 $5.82M -$12.87M 56 2017-05-03

Recent Filings · Page 2 of 7

65 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2017-03-09 VMWARE LLC (VMW) Delisted Sell (S) −11,167 -$999.2K EDGAR
2017-03-02 VMWARE LLC (VMW) Delisted Tax (F) −8,869 -$802.4K EDGAR
2017-02-21 VMWARE LLC (VMW) Delisted Sell (S) −772 -$70.1K EDGAR
2017-02-14 VMWARE LLC (VMW) Delisted Grant (A) +7,806 $0 EDGAR
2016-12-05 VMWARE LLC (VMW) Delisted Tax (F) −272 -$21.2K EDGAR
2016-11-03 VMWARE LLC (VMW) Delisted Tax (F) −362 -$28.2K EDGAR
2016-09-09 VMWARE LLC (VMW) Delisted Sell (S) −977 -$71.9K EDGAR
2016-09-06 VMWARE LLC (VMW) Delisted Tax (F) −944 -$69.6K EDGAR
2016-09-01 VMWARE LLC (VMW) Delisted Sell (S) −632 -$48.3K EDGAR
2016-06-03 VMWARE LLC (VMW) Delisted Tax (F) −196 -$12.1K EDGAR
Showing 1120 of 65
Page 2 of 7
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.