S. Dawn Smith

CIK 1473973 · Senior VP, Chief Legal Officer · last filed 2026-02-19

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$590.1K

Companies

3

Total Filings

65

Lifetime Open-Market Net

-$12.87M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CXW Director 14,833 $27.10 $402.0K $0 2 2026-02-19
HCAT Director 101,692 $1.85 $188.1K $0 7 2025-07-11
VMWARE LLC (VMW) Delisted Senior VP, Chief Legal Officer 40,848 $142.48 $5.82M -$12.87M 56 2017-05-03

Recent Filings · Page 4 of 7

65 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2015-03-12 VMWARE LLC (VMW) Delisted Sell (S) −8,715 -$741.4K EDGAR
2015-02-18 VMWARE LLC (VMW) Delisted Mixed +12,572 -$367.9K EDGAR
2014-12-03 VMWARE LLC (VMW) Delisted Tax (F) −272 -$23.7K EDGAR
2014-11-18 VMWARE LLC (VMW) Delisted Tax (F) −1,172 -$101.2K EDGAR
2014-07-28 VMWARE LLC (VMW) Delisted Grant (A) +5,535 $0 EDGAR
2014-02-13 VMWARE LLC (VMW) Delisted Mixed −5,388 -$681.2K EDGAR
2013-11-19 VMWARE LLC (VMW) Delisted Tax (F) −1,202 -$94.9K EDGAR
2013-10-16 VMWARE LLC (VMW) Delisted Tax (F) −4,568 -$366.7K EDGAR
2013-08-14 VMWARE LLC (VMW) Delisted Mixed −1,661 -$825.5K EDGAR
2013-07-29 VMWARE LLC (VMW) Delisted Grant (A) +4,163 $0 EDGAR
Showing 3140 of 65
Page 4 of 7
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.